The 401k Direct Assist solution for our Retirement Assist program is designed to help individuals who want “hands-on” professional assistance in the management of their employer-sponsored retirement plan. If your 401k, 403b, or 457 plan offers a Brokerage Window and allows for Third Party Asset Management, there is a very good chance we can offer you direct professional money management to restructure your portfolio. Changes will be made as market conditions shift, and these changes will be made in an attempt to grow and protect your assets – based on your age, risk tolerance and time horizon. In addition to receiving quarterly updates delivered conveniently to your email, we will adjust your portfolio for you, relieving you of the responsibility to make the changes yourself.


While it takes a little more work to get set up with this option, the tool remains simple to use while providing the same highly advanced underlying analysis. With this option, you now have your very own personal investment advisor directly managing your retirement plan assets, 24 hours a day, 365 days a year.

Call us today in order to get started. Check the list below to see if your plan administrator is listed. If so, we still need to verify a few key elements within your employer-sponsored retirement plan. If your plan administrator is not listed, give us a call because we add new providers on an ongoing basis. The cost for this option is charged from your account as a percentage of the assets under management (AUM). These costs will vary based on how your specific company plan is set up. We will fully disclose this information to you before you decide whether to participate or not.

  • Fidelity
  • Charles Schwab
  • TD Ameritrade
  • Pershing
  • Hewitt
  • Not Listed


Important - In order to help those closer to retirement, the Direct Assist program is offered only to those ages 50 and over, and/or with a balance of $300,000 or more in their employer-sponsored retirement plan.

We appreciate that you have worked hard to get where you are now in your retirement savings. We want to help you take the next step to protect and build upon what you have saved so far. Imagine how it would feel having a professional money manager helping to grow and protect your most valued retirement asset - based on your age, risk tolerance, and investment time horizon. That would be a huge step towards proactively planning for a more secure financial future.